Wisconsin Code — 551
Browse 41 sections in division 551 of the Wisconsin code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 551.101. Short title.
- § 551.102. Definitions.
- § 551.103. References to federal statutes.
- § 551.104. References to federal agencies.
- § 551.105. Electronic records and signatures.
- § 551.201. Exempt securities.
- § 551.202. Exempt transactions.
- § 551.203. Additional exemptions and waivers.
- § 551.204. Denial, suspension, revocation, condition, or limitation of exemptions; burden of proof; additional information.
- § 551.205. Additional provisions related to crowdfunding exemption for intrastate offerings through Internet sites.
- § 551.206. Adjustments.
- § 551.301. Securities registration requirement.
- § 551.302. Notice filing.
- § 551.303. Securities registration by coordination.
- § 551.304. Securities registration by qualification.
- § 551.305. Securities registration filings.
- § 551.307. Waiver and modification.
- § 551.401. Broker-dealer registration requirement and exemptions.
- § 551.402. Agent registration requirement and exemptions.
- § 551.403. Investment adviser registration requirement and exemptions.
- § 551.404. Investment adviser representative registration requirement and exemptions.
- § 551.406. Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
- § 551.407. Succession and change in registration of broker-dealer or investment adviser.
- § 551.408. Termination of employment or association of agent and investment adviser represe
- § 551.409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
- § 551.411. Postregistration requirements.
- § 551.501. General fraud.
- § 551.502. Prohibited conduct in providing investment advice.
- § 551.503. Evidentiary burden.
- § 551.504. Filing of sales and advertising literature.
- § 551.505. Misleading filings.
- § 551.506. Misrepresentations concerning registration or exemption.
- § 551.507. Qualified immunity.
- § 551.508. Criminal penalties.
- § 551.509. Civil liability.
- § 551.511. Rescission offers.
- § 551.601. Administration.
- § 551.603. Civil enforcement.
- § 551.604. Administrative enforcement.
- § 551.605. Rules, forms, orders, interpretative opinions, and hearings.
- § 551.606. Administrative files and opinions.