Vermont § 5606 - Administrative files and opinions

§ 5606. Administrative files and opinions

• (a) The Commissioner shall maintain, or designate a person to maintain, a register of
  applications for registration of securities; registration statements; notice filings;
  applications for registration of broker-dealers, agents, investment advisers, and
  investment adviser representatives; notice filings by federal covered investment advisers
  that are or have been effective under this chapter or the predecessor act; notices
  of claims of exemption from registration or notice filing requirements contained in
  a record; orders issued under this chapter or the predecessor act; and interpretative
  opinions or no action determinations issued under this chapter. (b) The Commissioner shall make all rules, forms, interpretative opinions, and orders
  available to the public. (c) The Commissioner shall furnish a copy of a record that is a public record or a certification
  that the public record does not exist to a person that so requests. A rule adopted
  under this chapter may establish a reasonable charge for furnishing the record or
  certification. A copy of the record certified or a certificate by the Commissioner
  of a record’s nonexistence is prima facie evidence of a record or its nonexistence. (Added 2005, No. 11, § 1, eff. July 1, 2006.)