Utah § 51-7-11.5 - Certified investment advisers -- Scope of and limits to authority.
Full text of Utah Utah Code § 51-7-11.5 — Certified investment advisers -- Scope of and limits to authority., with citation guidance and answers to common questions.
§ 51-7-11.5. Certified investment advisers -- Scope of and limits to authority.
51-7-11.5. Certified investment advisers -- Scope of and limits to authority.
| (1) | A certified investment adviser may not make any investments that are inconsistent with this chapter or rules of the council. |
| (2) | Except as provided in Subsection (3), a certified investment adviser acting on behalf of a public treasurer shall conduct investment transactions only through qualified depositories, certified dealers, or directly with issuers of the investment securities. |
| (3) | Subject to rules of the council, a certified investment adviser may use the adviser's own approved list of brokers and dealers. |
Amended by Chapter 338, 2017 General Session
Source: official Utah text · Last verified 2026-08-27
Frequently Asked Questions About Utah § 51-7-11.5
What does Utah Code § 51-7-11.5 cover?
Section 51-7-11.5 ("Certified investment advisers -- Scope of and limits to authority.") is part of the Utah Code, the codified statutory law of Utah. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.
How do I cite Utah § 51-7-11.5?
A common citation format is "Utah Code § 51-7-11.5" (Utah). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.
Is this the official text of Utah law?
No. This page is for research and education and may not include the most recent amendments. For official current law, check the Utah official source linked on this page or consult a licensed Utah attorney.
How does Utah § 51-7-11.5 apply to my situation?
Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in Utah can advise on how this section applies to you. Contact your state or local bar association for a referral.
Sources & Verification
Not legal advice. Verify against the official source and consult a licensed attorney in Utah.