Texas § GV.4006.001 - CERTAIN REGISTRATION AND NOTICE FILING FEES
Full text of Texas The Texas Constitution § GV.4006.001 — CERTAIN REGISTRATION AND NOTICE FILING FEES, with citation guidance and answers to common questions.
§ GV.4006.001. CERTAIN REGISTRATION AND NOTICE FILING FEES
CERTAIN REGISTRATION AND NOTICE FILING FEES. The board shall establish the following fees in amounts so that the aggregate amount that exceeds the amount of the fees on September 1, 2002, produces sufficient revenue to cover the costs of administering and enforcing this title: (1) for filing an original, amended, or renewal application or registration statement to sell or dispose of securities, an amount not to exceed $100; (2) for filing an original application of a dealer or investment adviser or submitting a notice filing for a federal covered investment adviser, an amount not to exceed $100; (3) for filing a renewal application of a dealer or investment adviser or submitting a renewal notice filing for a federal covered investment adviser, an amount not to exceed $100; (4) for filing an original application for each agent, officer, or investment adviser representative or submitting a notice filing for each representative of a federal covered investment adviser, an amount not to exceed $100; and (5) for filing a renewal application for each agent, officer, or investment adviser representative or submitting a renewal notice filing for each representative of a federal covered investment adviser, an amount not to exceed $100. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022. SUBCHAPTER B. EXEMPTION FEES AND OTHER FEES
Source: official Texas text · Last verified 2026-08-27
Frequently Asked Questions About Texas § GV.4006.001
What does The Texas Constitution § GV.4006.001 cover?
Section GV.4006.001 ("CERTAIN REGISTRATION AND NOTICE FILING FEES") is part of the The Texas Constitution, the codified statutory law of Texas. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.
How do I cite Texas § GV.4006.001?
A common citation format is "The Texas Constitution § GV.4006.001" (Texas). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.
Is this the official text of Texas law?
No. This page is for research and education and may not include the most recent amendments. For official current law, check the Texas official source linked on this page or consult a licensed Texas attorney.
How does Texas § GV.4006.001 apply to my situation?
Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in Texas can advise on how this section applies to you. Contact your state or local bar association for a referral.
Sources & Verification
Not legal advice. Verify against the official source and consult a licensed attorney in Texas.