Texas § GV.4001.060 - INVESTMENT ADVISER REPRESENTATIVE

Full text of Texas The Texas Constitution § GV.4001.060 — INVESTMENT ADVISER REPRESENTATIVE, with citation guidance and answers to common questions.

§ GV.4001.060. INVESTMENT ADVISER REPRESENTATIVE

INVESTMENT ADVISER REPRESENTATIVE. (a) Except as provided by Subsection (b), "investment adviser representative" includes a person or company who, for compensation, is employed, appointed, or authorized by an investment adviser to solicit clients for the investment adviser or who provides investment advice, directly or through subagents, as defined by board rule, to an investment adviser's clients on behalf of the investment adviser. (b) "Investment adviser representative" does not include a partner of a partnership or officer of a corporation or other entity that is registered as an investment adviser under this title solely because of the person's status as a partner or officer of that entity. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022.

Source: official Texas text · Last verified 2026-08-27

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Frequently Asked Questions About Texas § GV.4001.060

What does The Texas Constitution § GV.4001.060 cover?

Section GV.4001.060 ("INVESTMENT ADVISER REPRESENTATIVE") is part of the The Texas Constitution, the codified statutory law of Texas. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.

How do I cite Texas § GV.4001.060?

A common citation format is "The Texas Constitution § GV.4001.060" (Texas). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.

Is this the official text of Texas law?

No. This page is for research and education and may not include the most recent amendments. For official current law, check the Texas official source linked on this page or consult a licensed Texas attorney.

How does Texas § GV.4001.060 apply to my situation?

Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in Texas can advise on how this section applies to you. Contact your state or local bar association for a referral.

Sources & Verification

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