South Carolina Code — 35
Browse 162 sections in division 35 of the South Carolina code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 35-1-101. Short title.
- § 35-1-102. Definitions.
- § 35-1-103. References to federal statutes.
- § 35-1-104. References to federal agencies.
- § 35-1-105. Electronic records and signatures.
- § 35-1-201. Exempt securities.
- § 35-1-202. Exempt transactions.
- § 35-1-203. Additional exemptions and waivers.
- § 35-1-204. Denial, suspension, revocation, condition, or limitation of exemptions.
- § 35-1-301. Securities registration requirement.
- § 35-1-302. Notice filing.
- § 35-1-303. Securities registration by coordination.
- § 35-1-304. Securities registration by qualification.
- § 35-1-305. Securities registration filings.
- § 35-1-306. Denial, suspension, and revocation of securities registration.
- § 35-1-307. Waiver and modification.
- § 35-1-401. Broker-dealer registration requirement; exemptions.
- § 35-1-402. Agent registration requirement and exemptions.
- § 35-1-403. Investment adviser registration requirement; exemptions.
- § 35-1-404. Investment advisor representative registration requirement; exemptions.
- § 35-1-405. Federal covered investment adviser notice filing requirement.
- § 35-1-406. Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
- § 35-1-407. Succession and change in registration of broker-dealer or investment adviser.
- § 35-1-408. Termination of employment or association of agent and investment adviser representative; transfer of employment or association.
- § 35-1-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
- § 35-1-410. Examination and filing fee requirements.
- § 35-1-411. Postregistration requirements.
- § 35-1-412. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.
- § 35-1-501. General fraud.
- § 35-1-502. Prohibited conduct in providing investment advice regarding securities.
- § 35-1-503. Evidentiary burden.
- § 35-1-504. Filing of sales and advertising literature.
- § 35-1-505. Misleading filings.
- § 35-1-506. Misrepresentations concerning registration or exemption.
- § 35-1-507. Qualified immunity.
- § 35-1-508. Criminal penalties.
- § 35-1-509. Civil liability.
- § 35-1-510. Rescission offers.
- § 35-1-601. Administration.
- § 35-1-602. Investigations and subpoenas.
- § 35-1-603. Civil enforcement.
- § 35-1-604. Administrative enforcement.
- § 35-1-605. Rules, forms, orders, interpretative opinions, and hearings.
- § 35-1-606. Administrative files and opinions.
- § 35-1-607. Public records; confidentiality.
- § 35-1-608. Uniformity and cooperation with other agencies.
- § 35-1-609. Judicial review.
- § 35-1-610. Jurisdiction.
- § 35-1-611. Service of process.
- § 35-1-612. Severability clause.
- § 35-1-701. Application of act to existing proceeding and existing rights and duties.
- § 35-1-702. Fees; portion of recovery in civil and administrative enforcement actions retained by Attorney General.
- § 35-1-703. Effective date.
- § 35-1-800. Definitions.
- § 35-1-810. Notification of agencies.
- § 35-1-820. Immunity from administrative and civil liability arising from a disclosure pursuant to Section 35-1-810.
- § 35-1-830. Disclosure of financial exploitation to designated third party.
- § 35-1-840. Immunity from administrative and civil liability arising from a disclosure pursuant to Section 35-1-830.
- § 35-1-850. Delay of a disbursement or transaction due to suspected financial exploitation.
- § 35-1-860. Immunity from administrative and civil liability arising from a delay pursuant to Section 35-1-850.
- § 35-1-870. Access to or copies of records relevant to suspected or attempted financial exploitation of an eligible adult to agencies or law enforcement; records not available for public examination.
- § 35-1-880. No protection for qualified individuals participating in or materially aiding the financial exploitation of an eligible adult.
- § 35-2-101. "Control shares" defined.
- § 35-2-102. "Control share acquisition" defined.
- § 35-2-103. "Interested shares" defined; "Exchange Act" defined.
- § 35-2-104. "Issuing public corporation" defined.
- § 35-2-105. Voting rights under Section 35-2-109.
- § 35-2-106. Acquiring person statement.
- § 35-2-107. Special meeting of shareholders.
- § 35-2-108. Notice of shareholder meeting.
- § 35-2-109. Voting rights of acquired control shares; resolution.
- § 35-2-110. Redemption of acquired control shares.
- § 35-2-111. Dissenters' rights; "fair value" defined.
- § 35-2-201. "Affiliate" defined.
- § 35-2-202. "Announcement date" defined.
- § 35-2-203. "Associate" defined.
- § 35-2-204. "Beneficial owner" defined.
- § 35-2-205. "Business combination" defined.
- § 35-2-206. "Common stock" defined.
- § 35-2-207. "Consummation date" defined.
- § 35-2-208. "Control" defined.
- § 35-2-209. "Exchange Act" defined.
- § 35-2-210. "Interested shareholder" defined.
- § 35-2-211. "Market value" defined.
- § 35-2-212. "Preferred stock" defined.
- § 35-2-213. "Resident domestic corporation" defined.
- § 35-2-214. "Share" defined.
- § 35-2-215. "Share acquisition date" defined.
- § 35-2-216. "Subsidiary" defined.
- § 35-2-217. "Voting shares" defined.
- § 35-2-218. Business combination with interested shareholder within two years of share acquisition date.
- § 35-2-219. Business combination with interested shareholder; requirements.
- § 35-2-220. Amendment of articles of incorporation making corporation subject to this article; application of article.
- § 35-2-221. Election not to be covered by this article; application of article.
- § 35-2-222. Inadvertent interested shareholder; application of article.
- § 35-2-223. Interested shareholder on the effective date of this chapter; application of article.
- § 35-2-224. Applicability to foreign corporations.
- § 35-2-225. Severability.
- § 35-2-226. Conflict of laws with respect to foreign corporations.
- § 35-5-10. Bank and trust company fiduciaries may register and hold securities for nominees.
- § 35-5-20. Registration on request of principal or unincorporated fiduciary.
- § 35-5-30. Corporations, registrars, or transfer agents shall not be liable for registrations and transfers authorized by nominees.
- § 35-5-40. Prohibition of registration by instrument creating fiduciary relationship.
- § 35-6-10. Short title; definitions.
- § 35-6-20. Individuals eligible to obtain registration in beneficiary form; multiple owners of security.
- § 35-6-30. Security allowed to be registered in beneficiary form when form authorized by certain laws; presumption of validity.
- § 35-6-40. Designation of beneficiary to take ownership upon death of owner or owners to be included for security to be registered in beneficiary form.
- § 35-6-50. Certain words signify registration in beneficiary form.
- § 35-6-60. Ownership not affected until owner's death; cancellation or change.
- § 35-6-70. Death of sole owner or last of multiple owners; passing of ownership; reregistration; lack of surviving beneficiary.
- § 35-6-80. Registering entities; duties and protections.
- § 35-6-90. Effectiveness of transfer on death by reason of contract; effect of chapter on rights of creditors of security owners against beneficiaries and transferees.
- § 35-6-100. Registering entities; establishment of terms and conditions under which they will receive requests.
- § 35-11-100. Short title.
- § 35-11-105. Definitions.
- § 35-11-110. Applicability of chapter.
- § 35-11-200. License required.
- § 35-11-205. Application for license.
- § 35-11-210. Items to be furnished to the Commissioner.
- § 35-11-215. Security.
- § 35-11-220. Issuance of license.
- § 35-11-225. Renewal of license.
- § 35-11-230. Net worth.
- § 35-11-235. Suspension or revocation of license.
- § 35-11-300. License required.
- § 35-11-305. Application for license.
- § 35-11-310. Issuance of license.
- § 35-11-315. Renewal of license.
- § 35-11-400. Relationship between licensee and authorized delegate.
- § 35-11-405. Unauthorized activities.
- § 35-11-500. Authority to conduct examinations.
- § 35-11-505. Cooperation.
- § 35-11-510. Reports.
- § 35-11-515. Acquisition of control.
- § 35-11-520. Records.
- § 35-11-525. Money laundering reports.
- § 35-11-530. Confidentiality.
- § 35-11-535. Forwarding money received for transmission.
- § 35-11-540. Applicability of section; refunds.
- § 35-11-545. Applicability of section; receipts.
- § 35-11-550. Information required to be disclosed.
- § 35-11-600. Maintenance of permissible investments.
- § 35-11-605. Types of permissible investments.
- § 35-11-700. Suspension and revocation.
- § 35-11-705. Suspension and revocation of authorized delegates.
- § 35-11-710. Orders to cease and desist.
- § 35-11-715. Consent orders.
- § 35-11-720. Reserved.
- § 35-11-725. Criminal penalties.
- § 35-11-730. Unlicensed persons.
- § 35-11-735. Appointment of receiver for licensee.
- § 35-11-740. Additional criminal penalties; definitions.
- § 35-11-745. Investigations.
- § 35-11-800. Options available to Commissioner.
- § 35-11-805. Hearings.
- § 35-11-810. Administration by Commissioner.
- § 35-11-815. Regulations.
- § 35-11-820. Fees for filings.
- § 35-11-825. Fees, assessments, and fines.
- § 35-11-830. Review of orders.
- § 35-11-900. Uniformity of application and construction.
- § 35-11-905. Effective date of chapter.