North Dakota Code — 10
Browse 36 sections in division 10 of the North Dakota code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 10-04-01. Title
- § 10-04-02. Definitions
- § 10-04-03. Administration of chapter
- § 10-04-04. Registration of securities
- § 10-04-04.1. Agent or investment adviser representative records - Exempt record
- § 10-04-05. Exempt securities
- § 10-04-06. Exempt transactions
- § 10-04-06.1. Suspension and revocation of exemptions
- § 10-04-06.2. Legacy fund investments - Notice filing
- § 10-04-07. Registration by description
- § 10-04-07.1. Registration by announcement - Secondary
- § 10-04-07.2. Registration by coordination
- § 10-04-08. Registration by qualification
- § 10-04-08.1. Authority of commissioner
- § 10-04-08.2. Advertising matter - Regulations
- § 10-04-08.3. Unlawful representations concerning registration or exemption
- § 10-04-08.4. Federal covered security
- § 10-04-08.5. Financial exploitation - Vulnerable adult
- § 10-04-09. Suspension or revocation of registration of securities
- § 10-04-10. Registration of broker-dealers, agents, investment advisers, and investment
- § 10-04-10.1. Advisory activities
- § 10-04-10.2. Conviction not bar to registration - Exceptions
- § 10-04-10.3. Postregistration provisions
- § 10-04-11. Suspension or revocation of broker-dealer's, agent's, investment adviser's,
- § 10-04-12. Hearings
- § 10-04-12.1. Board of review
- § 10-04-13. Appeals
- § 10-04-14. Service of process
- § 10-04-15. Fraudulent practices
- § 10-04-16. Orders, injunctions, and prosecutions for violations - Civil penalty
- § 10-04-16.1. Investigations and subpoenas
- § 10-04-17. Remedies
- § 10-04-18. Penalties
- § 10-04-19. Evidentiary matters
- § 10-04-20. Repeal of certain prior laws, saving of certain rights and liabilities
- § 10-04-21. Restitution assistance fund - Continuing appropriation