New Hampshire Code — XXXVIII
Browse 74 sections in division XXXVIII of the New Hampshire code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 421-A-1. Section 421-A:1 Short Title.
- § 421-A-2. Section 421-A:2 Definitions.
- § 421-A-3. Section 421-A:3 Requirement of Financial Disclosure.
- § 421-A-4. Section 421-A:4 Contents of Registration Statement.
- § 421-A-5. Section 421-A:5 Scheduling of Public Hearing.
- § 421-A-6. Section 421-A:6 Prohibition of Takeover Bid.
- § 421-A-7. Section 421-A:7 Tender and Withdrawal of Shares.
- § 421-A-8. Section 421-A:8 Fraudulent, Deceptive or Manipulative Practices.
- § 421-A-9. Section 421-A:9 Administration.
- § 421-A-10. Section 421-A:10 Designation of Secretary of State for Service.
- § 421-A-11. Section 421-A:11 Enforcement.
- § 421-A-12. Section 421-A:12 Appeal to Superior Court.
- § 421-A-13. Section 421-A:13 Criminal Penalties.
- § 421-A-14. Section 421-A:14 Civil Liability of Offeror for Violations.
- § 421-A-15. Section 421-A:15 Exclusions.
- § 421-A-16. Section 421-A:16 Severability.
- § 421-A-17. Section 421-A:17 Reconciliation With Other Laws.
- § 421-B-1-101. Section 421-B:1-101 Short Title.
- § 421-B-1-102. Section 421-B:1-102 Definitions.
- § 421-B-1-103. Section 421-B:1-103 References to Federal Statutes.
- § 421-B-1-104. Section 421-B:1-104 References to Federal Agencies.
- § 421-B-1-105. Section 421-B:1-105 Electronic Records and Signatures.
- § 421-B-2-201. Section 421-B:2-201 Exempt Securities.
- § 421-B-2-202. Section 421-B:2-202 Exempt Transactions.
- § 421-B-2-202-A. Section 421-B:2-202-A Implementing Provisions.
- § 421-B-2-203. Section 421-B:2-203 Additional Exemptions and Waivers.
- § 421-B-2-204. Section 421-B:2-204 Denial, Suspension, Revocation, Conditions, or Limitation of Exemptions.
- § 421-B-3-301. Section 421-B:3-301 Securities Registration Requirement.
- § 421-B-3-302. Section 421-B:3-302 Notice Filing.
- § 421-B-3-303. Section 421-B:3-303 Securities Registration by Coordination.
- § 421-B-3-304. Section 421-B:3-304 Securities Registration by Qualification.
- § 421-B-3-305. Section 421-B:3-305 Securities Registration Filings.
- § 421-B-3-306. Section 421-B:3-306 Denial, Suspension, and Revocation of Securities Registration.
- § 421-B-3-307. Section 421-B:3-307 Waiver and Modification.
- § 421-B-4-401. Section 421-B:4-401 Broker-Dealer Registration Requirements and Exemptions.
- § 421-B-4-402. Section 421-B:4-402 Agent Registration Requirements and Exemptions.
- § 421-B-4-403. Section 421-B:4-403 Investment Adviser Registration Requirements and Exemptions.
- § 421-B-4-404. Section 421-B:4-404 Investment Adviser Representative Registration Requirement and Exemptions.
- § 421-B-4-405. Section 421-B:4-405 Federal Covered Investment Adviser Notice Filing Requirement.
- § 421-B-4-406. Section 421-B:4-406 Registration by Broker-Dealer, Agent, Investment Adviser, and Investment Adviser Representative.
- § 421-B-4-407. Section 421-B:4-407 Succession and Change in Registration of Broker-Dealer or Investment Adviser.
- § 421-B-4-408. Section 421-B:4-408 Termination of Employment or Association of Agent and Investment Adviser Representative and Transfer of Employment or Association.
- § 421-B-4-409. Section 421-B:4-409 Withdrawal of Registration of Broker-Dealer, Agent, Investment Adviser, and Investment Adviser Representative.
- § 421-B-4-410. Section 421-B:4-410 Filing Fees.
- § 421-B-4-411. Section 421-B:4-411 Postregistration Requirements.
- § 421-B-4-412. Section 421-B:4-412 Denial, Revocation, Suspension, Withdrawal, Restriction, Condition, or Limitation of Registration.
- § 421-B-5-501. Section 421-B:5-501 Fraud and Liabilities.
- § 421-B-5-502. Section 421-B:5-502 Prohibited Conduct in Providing Investment Advice.
- § 421-B-5-502-A. Section 421-B:5-502-A Custody of Client Funds or Securities by Investment Advisers.
- § 421-B-5-503. Section 421-B:5-503 Evidentiary Burden.
- § 421-B-5-504. Section 421-B:5-504 Filing of Sales and Advertising Literature.
- § 421-B-5-505. Section 421-B:5-505 Misleading Filings.
- § 421-B-5-506. Section 421-B:5-506 Misrepresentations Concerning Registration or Exemption.
- § 421-B-5-507. Section 421-B:5-507 Qualified Immunity.
- § 421-B-5-507-A. Section 421-B:5-507-A Financial Exploitation of Vulnerable Adults.
- § 421-B-5-508. Section 421-B:5-508 Criminal Penalties.
- § 421-B-5-509. Section 421-B:5-509 Civil Liability.
- § 421-B-5-510. Section 421-B:5-510 Rescission Offers.
- § 421-B-5-511. Section 421-B:5-511 Liability of Issuers, Sellers, and Others Who Facilitate Exchange of Open Blockchain Tokens.
- § 421-B-6-601. Section 421-B:6-601 Administration of Chapter.
- § 421-B-6-602. Section 421-B:6-602 Investigations and Subpoenas.
- § 421-B-6-603. Section 421-B:6-603 Civil Enforcement.
- § 421-B-6-604. Section 421-B:6-604 Administrative Enforcement.
- § 421-B-6-605. Section 421-B:6-605 Orders, Interpretative Opinions, and Hearings.
- § 421-B-6-606. Section 421-B:6-606 Administrative Files and Opinions.
- § 421-B-6-607. Section 421-B:6-607 Public Records; Confidentiality.
- § 421-B-6-608. Section 421-B:6-608 Uniformity and Cooperation with Other Agencies.
- § 421-B-6-609. Section 421-B:6-609 Judicial Review.
- § 421-B-6-610. Section 421-B:6-610 Jurisdiction.
- § 421-B-6-611. Section 421-B:6-611 Service of Process.
- § 421-B-6-612. Section 421-B:6-612 Severability Clause.
- § 421-B-6-613. Section 421-B:6-613 Hearing Procedures.
- § 421-B-6-614. Section 421-B:6-614 Fees.
- § 421-B-7-701. Section 421-B:7-701 Application of Act to Existing Proceeding and Existing Rights and Duties.