Nevada § 90.480 - Registration by coordination

§ 90.480. Registration by coordination

1. Securities for which a registration statement has been filed under the Securities

Act of 1933 in connection with the offering of the securities may be registered by

coordination. 2. A registration statement under this section must contain the following information

and be accompanied by the following records in addition to the information specified

in subsection 4 of NRS 90.500 and the consent to service of process required by NRS 90.770 : (a) One copy of the latest form of prospectus filed under the Securities Act of 1933; (b) If the Administrator by regulation or order requires: (1) A copy of the articles of incorporation and bylaws, or their substantial equivalents,

currently in effect; (2) A copy of any agreement with or among underwriters; (3) A copy of any indenture or other instrument governing the issuance of the security

to be registered; and (4) A copy, specimen or description of the security; (c) If the Administrator requests and subject to the provisions of NRS 90.730 , any other information or copies of any other records filed under the Securities

Act of 1933; 1 and (d) An undertaking to forward promptly and in any event not later than the first business

day after the day they are forwarded to or filed with the Securities and Exchange

Commission, all future amendments to the federal prospectus, other than an amendment

that delays the effective date of the registration statement, whichever occurs first. 3. A registration statement under this section becomes effective when the federal

registration statement becomes effective and all the following conditions are satisfied: (a) No order is in effect, and no proceeding is pending, under NRS 90.510 ; (b) The registration statement has been on file with the Administrator for at least

10 days, but if the registration statement is not filed with the Administrator within

5 days after the initial filing under the Securities Act of 1933, the registration

statement must have been on file with the Administrator for 30 days or any shorter

period as the Administrator by regulation or order specifies; and (c) A statement of the maximum and minimum proposed offering prices and the maximum

underwriting discounts and commissions has been on file for 2 full business days or

any shorter period the Administrator permits and the offering is made within those

limitations. 4. The registrant shall promptly notify the Administrator of the date and time when

the federal registration statement became effective and the content of the price amendment,

if any, and shall promptly file a posteffective amendment containing the information

and records in the price amendment. 5. Upon failure to receive the required notification and posteffective amendment with

respect to the price amendment, the Administrator may enter an order, retroactively

denying effectiveness to the registration statement or suspending its effectiveness

until the registrant complies with subsection 4. The Administrator shall promptly notify the registrant of the issuance of the order. If the registrant proves compliance with the requirements of subsection 4 as to

notice and posteffective amendment, the order is void as of its entry. 6. The Administrator by regulation or order may waive either or both of the conditions

specified in paragraphs (b) and (c) of subsection 3. 7. If the federal registration statement becomes effective before all the conditions

in subsection 3 are satisfied and they are not waived, the registration statement

automatically becomes effective when all the conditions are satisfied. If the registrant advises the Administrator of the date when the federal registration

statement is expected to become effective, the Administrator shall promptly advise

the registrant, at the registrant's expense, whether all conditions are satisfied

and whether the Administrator then contemplates the institution of a proceeding under NRS 90.510 , but the advice by the Administrator does not preclude the institution of a proceeding

for an order suspending the effectiveness of the registration statement. An order issued under this subsection is not retroactive. 8. The Administrator by regulation or order may waive or modify the application of

a requirement of this section if a provision or an amendment, repeal or other alteration

of the provisions of the Securities Act of 1933 for the registration of securities

or of the regulations adopted under that act renders the waiver or modification appropriate

for further coordination of state and federal registration. 1

15 USCA § 78a et seq.