Maryland § 11-414
Full text of Maryland Maryland Code § 11-414, with citation guidance and answers to common questions.
§ 11-414.
(a) By order, the Commissioner may cancel a registration or application, if the Commissioner finds that the applicant or registrant:
(1) Has abandoned the application;
(2) Is no longer in existence;
(3) Has ceased to do business as a broker-dealer, agent, investment adviser, or investment adviser representative;
(4) Is subject to an adjudication of mental incompetence or the control of a committee, conservator, or guardian; or
(5) Cannot be located after reasonable search.
(b) The Commissioner may deem abandoned a notice filing that a federal covered adviser has filed under § 11-405 of this subtitle, if the Commissioner finds that the federal covered adviser:
(1) Has abandoned the notice filing;
(2) Is no longer in existence;
(3) Has ceased to do business as a federal covered adviser;
(4) Is subject to adjudication of mental incompetence or to the control of a committee, conservator, or guardian; or
(5) Cannot be located after a reasonable search.
Frequently Asked Questions About Maryland § 11-414
What does Maryland Code § 11-414 cover?
Section 11-414 is part of the Maryland Code, the codified statutory law of Maryland. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.
How do I cite Maryland § 11-414?
A common citation format is "Maryland Code § 11-414" (Maryland). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.
Is this the official text of Maryland law?
No. This page is for research and education and may not include the most recent amendments. For official current law, check the Maryland official source linked on this page or consult a licensed Maryland attorney.
How does Maryland § 11-414 apply to my situation?
Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in Maryland can advise on how this section applies to you. Contact your state or local bar association for a referral.
Sources & Verification
Not legal advice. Verify against the official source and consult a licensed attorney in Maryland.