Kentucky Code — 38663
Browse 94 sections in division 38663 of the Kentucky code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 292.010. Repealed, 1961.
- § 292.015. Repealed, 1961.
- § 292.020. Repealed, 1961.
- § 292.030. Repealed, 1961.
- § 292.040. Repealed, 1961.
- § 292.050. Repealed, 1961.
- § 292.060. Repealed, 1961.
- § 292.070. Repealed, 1961.
- § 292.080. Repealed, 1961.
- § 292.090. Repealed, 1961.
- § 292.100. Repealed, 1961.
- § 292.110. Repealed, 1961.
- § 292.120. Repealed, 1961.
- § 292.130. Repealed, 1961.
- § 292.140. Repealed, 1961.
- § 292.150. Repealed, 1961.
- § 292.160. Repealed, 1961.
- § 292.170. Repealed, 1961.
- § 292.180. Repealed, 1961.
- § 292.190. Repealed, 1961.
- § 292.200. Repealed, 1961.
- § 292.210. Repealed, 1961.
- § 292.220. Repealed, 1961.
- § 292.230. Repealed, 1961.
- § 292.240. Repealed, 1961.
- § 292.250. Repealed, 1961.
- § 292.260. Repealed, 1961.
- § 292.270. Repealed, 1961.
- § 292.280. Repealed, 1961.
- § 292.290. Repealed, 1961.
- § 292.310. Definitions for chapter.
- § 292.313. Applicability of specified provisions to sales transactions.
- § 292.320. Fraudulent and other prohibited practices.
- § 292.322. Securities fraud prosecution and prevention fund.
- § 292.325. Filing of prospectus, pamphlet, or other advertising communication by order of commissioner.
- § 292.327. Filing of documents with respect to covered securities -- Fees.
- § 292.330. Registration of broker-dealers, agents, investment advisers, and investment adviser representatives.
- § 292.3301. Definitions -- Private fund adviser registration exemptions -- Filings.
- § 292.331. Application for registration -- Contents -- Conditions -- Requirements.
- § 292.332. Notice filing by covered adviser -- Contents -- Exemptions -- Renewal.
- § 292.333. Successor broker-dealers and investment advisers -- New application for or amendment to registration or notice filing -- Name change by registrant.
- § 292.334. Notice of termination of employment or association -- Termination of registration or application by commissioner -- Temporary registration -- Withdrawal of registration or notice filing.
- § 292.335. Fees for initial or renewal registration or notice filing.
- § 292.336. Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents -- Investment advisers -- Required policies and procedures.
- § 292.337. Grounds for denial, suspension, limitation, or revocation of registration and for disciplinary action -- Summary order -- Emergency hearing -- Order in accordance with KRS Chapter 13B.
- § 292.338. Investment adviser representatives -- Continuing education requirements.
- § 292.340. Registration of securities.
- § 292.350. Registration by notification.
- § 292.360. Registration by coordination.
- § 292.370. Registration by qualification.
- § 292.380. General provisions regarding registration of securities.
- § 292.390. Denial, suspension, and revocation of registration.
- § 292.400. Exempt securities.
- § 292.410. Exempt transactions -- Summary order denying or revoking exemption -- Appeal.
- § 292.411. Exemption from KRS 292.330 to 292.390 for offer or sale of security after January 1, 2015 -- Conditions -- Application of KRS 292.410(3) and (4).
- § 292.412. Registration of securities Internet Web site operators.
- § 292.415. Claim of exemption -- Effect of failure to file.
- § 292.420. Burden of proving exemption.
- § 292.430. Consent to service of process.
- § 292.440. Misleading filings.
- § 292.450. Unlawful representations concerning registration or exemption.
- § 292.460. Investigations and subpoenas.
- § 292.470. Remedies.
- § 292.480. Civil liabilities.
- § 292.490. Judicial review of orders.
- § 292.500. Administration of chapter.
- § 292.510. Repealed, 1982.
- § 292.520. Repealed, 1982.
- § 292.530. Purpose of chapter.
- § 292.540. Effect of registrations under prior law.
- § 292.545. Interest charges by broker or dealer.
- § 292.550. Citation of chapter.
- § 292.560. Repealed, 1986.
- § 292.570. Repealed, 1986.
- § 292.580. Repealed, 1986.
- § 292.590. Repealed, 1986.
- § 292.600. Repealed, 1986.
- § 292.610. Repealed, 1986.
- § 292.620. Repealed, 1986.
- § 292.630. Repealed, 1986.
- § 292.6501. Definitions for KRS 292.6501 to 292.6512.
- § 292.6502. Registration in beneficiary form -- Sole or joint tenancy ownership.
- § 292.6503. Registration in beneficiary form -- Applicable law.
- § 292.6504. Origination of registration in beneficiary form.
- § 292.6505. Form of registration in beneficiary form.
- § 292.6506. Effect of registration in beneficiary form.
- § 292.6507. Ownership on death of owner.
- § 292.6508. Protection of registering entity.
- § 292.6509. Nontestamentary transfer on death.
- § 292.6510. Terms, conditions, and forms for registration.
- § 292.6511. Short title of KRS 292.6501 to 292.6512 -- Construction of KRS 292.6501 to 292.6512.
- § 292.6512. Application of KRS 292.6501 to 292.6512.
- § 292.990. Repealed, 1960.
- § 292.991. Penalties.