Indiana § 4-6-17-9 - Registration statement and requirements for an agent of a covered foreign principal; material changes; fees

§ 4-6-17-9. Registration statement and requirements for an agent of a covered foreign principal; material changes; fees

Sec. 9. (a) This section applies to a person who acts as an agent of a covered foreign principal after December 31, 2026.

(b) Before or not later than thirty (30) calendar days after beginning to act as an agent of a covered foreign principal, a person who acts as an agent shall file with the attorney general a true and complete registration statement in addition to supplements as required.

(c) The registration statement must include the following:

(1) The registrant's name.

(2) The registrant's principal business address.

(3) If the registrant is a partnership, the names of each partner and the locations of their domiciles.

(4) If the registrant is an association, a corporation, an organization, or any other combination of individuals, the names and the locations of the domiciles of each director, officer, and person performing the functions of a director or officer.

(5) A description of the circumstances requiring the filing of the registration statement, including the following:

(A) The name and primary foreign address of the covered foreign principal for whom the registrant is acting or will act as an agent.

(B) Each category described in section 4(1) through 4(4) of this chapter that applies to the covered foreign principal.

(C) The nature of the relationship between the registrant and the covered foreign principal that qualifies the registrant as an agent of a covered foreign principal under section 3 of this chapter.

(6) A comprehensive statement of the nature of the registrant's business.

(7) Other statements, information, or documents pertinent to the purposes of this chapter as the attorney general may require by regulation.

(d) A registrant must update the information required to reflect any material change in the information not later than ninety (90) calendar days after the material change occurred.

(e) An agent shall pay a fee of five hundred dollars ($500) at the time the agent files an initial registration statement under this chapter.

(f) An agent shall pay a fee of one hundred dollars ($100) each time the agent files a supplemental registration statement under this section.

(g) A fee established by the attorney general in accordance with this section must accompany an application for registration or renewal of registration.

(h) Failure to comply with subsections (b) through (d) is a violation of this chapter.

As added by P.L.131-2026, SEC.2.