Indiana § 29-3-14-13 - Reporting of abuse or neglect

§ 29-3-14-13. Reporting of abuse or neglect

Sec. 13. A person who:

(1) receives a copy of a supported decision making agreement; or

(2) is aware of the existence of a supported decision making agreement;

and reasonably believes that an adult is being abused, neglected, or exploited must report the alleged abuse, neglect, or exploitation to adult protective services or another authorized law enforcement agency.

As added by P.L.68-2019, SEC.4.

IC 29-3.5ARTICLE 3.5. UNIFORM ADULT GUARDIANSHIP AND PROTECTIVE PROCEEDINGS JURISDICTION ACT

Ch. 1.General Provisions Ch. 2.Jurisdiction Ch. 3.Transfer of Guardianship or Conservatorship Ch. 4.Registration and Recognition of Order From Other States Ch. 5.Miscellaneous Provisions

IC 29-3.5-1Chapter 1. General Provisions

29-3.5-1-1Citation 29-3.5-1-2Definitions 29-3.5-1-3Foreign countries treated as states 29-3.5-1-4Interstate communications between courts 29-3.5-1-5Requests of out-of-state courts 29-3.5-1-6Testimony of out-of-state witnesses

IC 29-3.5-1-1Citation Sec. 1. This article may be cited as the uniform adult guardianship and protective proceedings jurisdiction act.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-1-2Definitions Sec. 2. The following definitions apply throughout this article:

(1) "Adult" means either of the following:

(A) An individual who has attained eighteen (18) years of age.

(B) An emancipated minor who has not attained eighteen (18) years of age.

(2) "Conservator" means a guardian (as defined in IC 29-3-1-6).

(3) "Guardian" has the meaning set forth in IC 29-3-1-6.

(4) "Guardianship order" means an order appointing a guardian.

(5) "Guardianship proceeding" means a proceeding in which an order for the appointment of a guardian is sought or has been issued.

(6) "Home state" means either of the following:

(A) The state in which the respondent was physically present, including any period of temporary absence, for at least six (6) consecutive months immediately before the filing of a petition for a protective order or the appointment of a guardian.

(B) In the case of a respondent for whom no state satisfies clause (A), the state in which the respondent was physically present, including any period of temporary absence, for at least six (6) consecutive months ending within the six (6) months prior to the filing of the petition.

(7) "Incapacitated person" has the meaning set forth in IC 29-3-1-7.5 with respect to an adult.

(8) "Party" means the respondent, petitioner, guardian, conservator, or any other person allowed by the court to participate in a guardianship or protective proceeding.

(9) "Person" has the meaning set forth in IC 29-3-1-12.

(10) "Protected person" has the meaning set forth in IC 29-3-1-13 with respect to an adult.

(11) "Protective order" refers to an order issued under IC 29-3-4.

(12) "Protective proceeding" has the meaning set forth in IC 29-3-1-14.

(13) "Record" means information that is inscribed on a tangible medium or that is stored in an electronic or other medium and is retrievable in perceivable form.

(14) "Respondent" means an adult for whom a protective order or the appointment of a guardian is sought.

(15) "Significant connection state" means a state, other than the home state, with which a respondent has a significant connection other than mere physical presence and in which substantial evidence concerning the respondent is available.

(16) "State" means a state of the United States, the District of Columbia, Puerto Rico, the United States Virgin Islands, a federally recognized Indian tribe, or any territory or insular possession subject to the jurisdiction of the United States.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-1-3Foreign countries treated as states Sec. 3. A court of this state may treat a foreign country as if it were a state for the purpose of applying this article.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-1-4Interstate communications between courts Sec. 4. (a) A court of this state may communicate with a court in another state concerning a proceeding arising under this chapter. The court may allow the parties to participate in the communication. Except as otherwise provided in subsection (b), the court shall make a record of the communication.

(b) Courts may communicate concerning schedules, calendars, court records, and other administrative matters without making a record.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-1-5Requests of out-of-state courts Sec. 5. (a) In a guardianship or protective proceeding in this state, a court of this state may request the appropriate court of another state to do any of the following:

(1) Hold an evidentiary hearing.

(2) Order a person in that state to produce or give evidence pursuant to procedures of that state.

(3) Order that an evaluation or assessment be made of the respondent, or order any appropriate investigation of a person involved in a proceeding.

(4) Forward to the court of this state a certified copy of any of the following:

(A) The transcript or other record of a hearing under subdivision (1) or any other proceeding.

(B) Any evidence otherwise presented under subdivision (2).

(C) Any evaluation or assessment prepared in compliance with the request under subdivision (3).

(5) Issue any other order necessary to assure the appearance of a person necessary to make a determination, including the respondent or the incapacitated or protected person.

(6) Issue an order authorizing the release of medical, financial, criminal, or other relevant information in that state, including health information otherwise protected by state or federal law.

(b) If a court of another state in which a guardianship or protective proceeding is pending requests assistance of the kind provided in subsection (a), a court of this state has jurisdiction for the limited purpose of granting the request or making reasonable efforts to comply with the request.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-1-6Testimony of out-of-state witnesses Sec. 6. (a) In a guardianship or protective proceeding, in addition to other procedures that may be available, testimony of witnesses who are located in another state may be offered by deposition or other means allowable in this state for testimony taken in another state. The court on its own motion may order that the testimony of a witness be taken in another state and may prescribe the manner in which and the terms upon which the testimony is to be taken.

(b) In a guardianship or protective proceeding, a court in this state may permit a witness located in another state to be deposed or to testify by telephone or audiovisual or other electronic means. A court of this state shall cooperate with courts of other states in designating an appropriate location for the deposition or testimony.

(c) Documentary evidence transmitted from another state to a court of this state by technological means that do not produce a record simultaneously with the transmission may not be excluded from evidence on an objection based on the means of transmission.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2Chapter 2. Jurisdiction

29-3.5-2-1Considerations in determining jurisdiction 29-3.5-2-2Exclusive basis for determining jurisdiction 29-3.5-2-3Jurisdiction of Indiana courts; criteria 29-3.5-2-4Special jurisdiction 29-3.5-2-5Duration of the jurisdiction of a court that appoints a guardian or issues a protective order 29-3.5-2-6Courts authorized to decline exercising jurisdiction upon determining that the courts of another state are the more appropriate forum 29-3.5-2-7Authorized responses to a determination that jurisdiction has been acquired because of unjustifiable conduct 29-3.5-2-8Notice requirements when another state is the respondent's home state 29-3.5-2-9Rules concerning proceedings filed in two states

IC 29-3.5-2-1Considerations in determining jurisdiction Sec. 1. In determining under section 3 of this chapter and IC 29-3.5-3-1(d) whether a respondent has a significant connection with a particular state, the court shall consider:

(1) the location of the respondent's family and other persons required to be notified of the guardianship or protective proceeding;

(2) the length of time the respondent at any time was physically present in the state and the duration of any absence;

(3) the location of the respondent's property; and

(4) the extent to which the respondent has ties to the state such as registering to vote, filing a state or local tax return, registering a vehicle, possessing a driver's license, having social relationships, and receiving services in the state.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-2Exclusive basis for determining jurisdiction Sec. 2. This chapter provides the exclusive jurisdictional basis for a court of this state to appoint a guardian or issue a protective order for an adult.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-3Jurisdiction of Indiana courts; criteria Sec. 3. A court of this state has jurisdiction to appoint a guardian or issue a protective order for a respondent if:

(1) this state is the respondent's home state;

(2) on the date the petition is filed, this state is a significant connection state and:

(A) the respondent does not have a home state or a court of the respondent's home state has declined to exercise jurisdiction because this state is a more appropriate forum; or

(B) the respondent has a home state, a petition for an appointment or order is not pending in a court of that state or another significant connection state, and, before the court makes the appointment or issues the order:

(i) a petition for an appointment or order is not filed in the respondent's home state;

(ii) an objection to the court's jurisdiction is not filed by a person required to be notified of the proceeding; and

(iii) the court in this state concludes that it is an appropriate forum under the factors set forth in section 6 of this chapter;

(3) this state does not have jurisdiction under either subdivision (1) or (2), the respondent's home state and all significant connection states have declined to exercise jurisdiction because this state is the more appropriate forum, and jurisdiction in this state is consistent with the constitutions of this state and the United States; or

(4) the requirements for special jurisdiction under section 4 of this chapter are met.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-4Special jurisdiction Sec. 4. (a) A court of this state lacking jurisdiction under section 3(1) through 3(3) of this chapter has special jurisdiction to do any of the following:

(1) Appoint a temporary guardian in an emergency as permitted by IC 29-3-3-4 for a term not exceeding ninety (90) days for a respondent who is physically present in this state.

(2) Issue a protective order with respect to real or tangible personal property located in this state.

(3) Appoint a guardian or conservator for an incapacitated or protected person for whom a provisional order to transfer the proceeding from another state has been issued under procedures similar to IC 29-3.5-3-1.

(b) If a petition for the appointment of a guardian in an emergency is brought in this state and this state was not the respondent's home state on the date the petition was filed, the court shall dismiss the proceeding at the request of the court of the home state whether dismissal is requested before or after the emergency appointment.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-5Duration of the jurisdiction of a court that appoints a guardian or issues a protective order Sec. 5. Except as otherwise provided in section 4 of this chapter, a court that has appointed a guardian or issued a protective order consistent with this chapter has exclusive and continuing jurisdiction over the proceeding until it is terminated by the court or the appointment or order expires by its own terms.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-6Courts authorized to decline exercising jurisdiction upon determining that the courts of another state are the more appropriate forum Sec. 6. (a) A court of this state having jurisdiction under section 3 of this chapter to appoint a guardian or issue a protective order may decline to exercise its jurisdiction if it determines at any time that a court of another state is a more appropriate forum.

(b) If a court of this state declines to exercise its jurisdiction under subsection (a), it shall either dismiss or stay the proceeding. The court may impose any condition the court considers just and proper, including the condition that a petition for the appointment of a guardian or issuance of a protective order be filed promptly in another state.

(c) In determining whether it is an appropriate forum, the court shall consider all relevant factors, including:

(1) any expressed preference of the respondent;

(2) whether abuse, neglect, or exploitation of the respondent has occurred or is likely to occur, and which state could best protect the respondent from the abuse, neglect, or exploitation;

(3) the length of time the respondent was physically present in or was a legal resident of this or another state;

(4) the distance of the respondent from the court in each state;

(5) the financial circumstances of the respondent's estate;

(6) the nature and location of the evidence;

(7) the ability of the court in each state to decide the issue expeditiously and the procedures necessary to present evidence;

(8) the familiarity of the court of each state with the facts and issues in the proceeding; and

(9) if an appointment were made, the court's ability to monitor the conduct of the guardian.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-7Authorized responses to a determination that jurisdiction has been acquired because of unjustifiable conduct Sec. 7. (a) If at any time a court of this state determines that it acquired jurisdiction to appoint a guardian or issue a protective order because of unjustifiable conduct, the court may:

(1) decline to exercise jurisdiction;

(2) exercise jurisdiction for the limited purpose of fashioning an appropriate remedy to ensure the health, safety, and welfare of the respondent or the protection of the respondent's property or prevent a repetition of the unjustifiable conduct, including staying the proceeding until a petition for the appointment of a guardian or issuance of a protective order is filed in a court of another state having jurisdiction; or

(3) continue to exercise jurisdiction after considering:

(A) the extent to which the respondent and all persons required to be notified of the proceedings have acquiesced in the exercise of the court's jurisdiction;

(B) whether it is a more appropriate forum than the court of any other state under the factors set forth in section 6(c) of this chapter; and

(C) whether the court of any other state would have jurisdiction under factual circumstances in substantial conformity with the jurisdictional standards of section 3 of this chapter.

(b) If a court of this state determines that it acquired jurisdiction to appoint a guardian or issue a protective order because a party seeking to invoke its jurisdiction engaged in unjustifiable conduct, it may assess against that party necessary and reasonable expenses, including attorney's fees, investigative fees, court costs, communication expenses, witness fees and expenses, and travel expenses. The court may not assess fees, costs, or expenses of any kind against this state or a governmental subdivision, agency, or instrumentality of this state unless authorized by law other than this chapter.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-8Notice requirements when another state is the respondent's home state Sec. 8. If a petition for the appointment of a guardian or issuance of a protective order is brought in this state and this state was not the respondent's home state on the date the petition was filed, in addition to complying with the notice requirements of this state, notice of the petition must be given to those persons who would be entitled to notice of the petition if a proceeding were brought in the respondent's home state. The notice must be given in the same manner as notice is required to be given in this state.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-2-9Rules concerning proceedings filed in two states Sec. 9. Except for a petition for the appointment of a guardian in an emergency or issuance of a protective order limited to property located in this state under section 4(a)(1) or 4(a)(2) of this chapter, if a petition for the appointment of a guardian or issuance of a protective order is filed in this state and in another state and neither petition has been dismissed or withdrawn, the following rules apply:

(1) If the court in this state has jurisdiction under section 3 of this chapter, it may proceed with the case unless a court in another state acquires jurisdiction under provisions similar to section 3 of this chapter before the appointment or issuance of the order.

(2) If the court in this state does not have jurisdiction under section 3 of this chapter, whether at the time the petition is filed or at any time before the appointment or issuance of the order, the court shall stay the proceeding and communicate with the court in the other state. If the court in the other state has jurisdiction, the court in this state shall dismiss the petition unless the court in the other state determines that the court in this state is a more appropriate forum.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-3Chapter 3. Transfer of Guardianship or Conservatorship

29-3.5-3-1Transfer of guardianship to another state 29-3.5-3-2Acceptance of a guardianship transferred to Indiana

IC 29-3.5-3-1Transfer of guardianship to another state Sec. 1. (a) A guardian appointed in this state may petition the court to transfer the guardianship to another state.

(b) Notice of a petition under subsection (a) must be given to the persons that would be entitled to notice of a petition in this state for the appointment of a guardian.

(c) On the court's own motion or on request of the guardian, the protected person, or other person required to be notified of the petition, the court shall hold a hearing on a petition filed under subsection (a).

(d) The court shall issue an order provisionally granting a petition to transfer a guardianship and shall direct the guardian to petition for guardianship in the other state if the court is satisfied that the guardianship will be accepted by the court in the other state and the court finds that:

(1) the protected person:

(A) is physically present in the other state;

(B) is reasonably expected to move permanently to the other state; or

(C) has a significant connection to the other state as determined under IC 29-3.5-2-1;

(2) an objection to the transfer has not been made or, if an objection has been made, the objector has not established that the transfer would be contrary to the interests of the protected person;

(3) plans for care and services for the protected person in the other state are reasonable and sufficient; and

(4) adequate arrangements will be made for management of the protected person's property.

(e) The court shall issue a final order confirming the transfer and terminating the guardianship upon its receipt of:

(1) a provisional order accepting the proceeding from the court to which the proceeding is to be transferred which is issued under provisions similar to section 2 of this chapter; and

(2) the documents required to terminate a guardianship in this state.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-3-2Acceptance of a guardianship transferred to Indiana Sec. 2. (a) To confirm transfer of a guardianship or conservatorship transferred to this state under provisions similar to section 1 of this chapter, the guardian or conservator must petition the court in this state to accept the guardianship or conservatorship. The petition must include a certified copy of the other state's provisional order of transfer.

(b) Notice of a petition under subsection (a) must be given to those persons that would be entitled to notice if the petition were a petition for the appointment of a guardian or issuance of a protective order in both the transferring state and this state. The notice must be given in the same manner as notice is required to be given in this state.

(c) On the court's own motion or on request of the guardian or conservator, the incapacitated or protected person, or other person required to be notified of the proceeding, the court shall hold a hearing on a petition filed under subsection (a).

(d) The court shall issue an order provisionally granting a petition filed under subsection (a) unless:

(1) an objection is made and the objector establishes that transfer of the proceeding would be contrary to the interests of the incapacitated or protected person; or

(2) the guardian or conservator is ineligible for appointment in this state.

(e) The court shall issue a final order accepting the proceeding and appointing the guardian or conservator as guardian or conservator in this state upon its receipt from the court from which the proceeding is being transferred of a final order issued under provisions similar to section 1 of this chapter transferring the proceeding to this state.

(f) Not later than ninety (90) days after issuance of a final order accepting transfer of a guardianship or conservatorship, the court shall determine whether the guardianship or conservatorship needs to be modified to conform to the law of this state.

(g) In granting a petition under this section, the court shall recognize a guardianship or conservatorship order from the other state, including the determination of the incapacitated or protected person's incapacity and the appointment of the guardian or conservator.

(h) The denial by a court of this state of a petition to accept a guardianship or conservatorship transferred from another state does not affect the ability of the guardian or conservator to seek appointment as guardian in this state under IC 29-3 if the court has jurisdiction to make an appointment other than by reason of the provisional order of transfer.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-4Chapter 4. Registration and Recognition of Order From Other States

29-3.5-4-1Registration of out-of-state guardianships 29-3.5-4-2Registration of out-of-state protective order 29-3.5-4-3Powers of a registered out-of-state guardian or conservator

IC 29-3.5-4-1Registration of out-of-state guardianships Sec. 1. If:

(1) a guardian has been appointed in another state;

(2) a petition for the appointment of a guardian is not pending in this state; and

(3) the guardian appointed in the other state gives notice to the appointing court of an intent to register the guardianship order;

the guardian appointed in the other state may register the guardianship order in this state by filing certified copies of the guardian's order and letters of office as a foreign judgment in the court of this state having probate jurisdiction and venue of the registered guardianship.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-4-2Registration of out-of-state protective order Sec. 2. If:

(1) a conservator has been appointed in another state;

(2) a petition for a guardianship or protective order is not pending in this state; and

(3) the conservator appointed in the other state gives notice to the appointing court of an intent to register the protective order;

the conservator appointed in the other state may register the protective order in this state by filing as a foreign judgment certified copies of the conservator's order, letters of office, and bond, if any, in the court of this state having probate jurisdiction in any county in which property belonging to the protected person is located.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-4-3Powers of a registered out-of-state guardian or conservator Sec. 3. (a) Upon registration of a guardianship or protective order from another state, the guardian or conservator may exercise in this state all powers authorized in the order of appointment except as prohibited under the laws of this state, including maintaining actions and proceedings in this state and, if the guardian or conservator is not a resident of this state, subject to any conditions imposed upon nonresident parties.

(b) A court of this state may grant any relief available under this chapter and other laws of this state to enforce a registered order.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-5Chapter 5. Miscellaneous Provisions

29-3.5-5-1Construction of statutes must promote uniformity 29-3.5-5-2Relation to the federal Electronic Signatures in Global and National Commerce Act 29-3.5-5-3Application

IC 29-3.5-5-1Construction of statutes must promote uniformity Sec. 1. In applying and construing this uniform act, consideration must be given to the need to promote uniformity of the law with respect to its subject matter among states that enact it.

As added by P.L.178-2011, SEC.10.

IC 29-3.5-5-2Relation to the federal Electronic Signatures in Global and National Commerce Act Sec. 2. This article modifies, limits, and supersedes the federal Electronic Signatures in Global and National Commerce Act, 15 U.S.C. 7001, et seq., but does not modify, limit, or supersede Section 101(c) of that act, 15 U.S.C. 7001(c), or authorize electronic delivery of any of the notices described in Section 103(b) of that act, 15 U.S.C. 7003(b).

As added by P.L.178-2011, SEC.10.

IC 29-3.5-5-3Application Sec. 3. (a) This article applies as follows:

(1) To guardianships and protective orders in existence on July 1, 2011.

(2) To guardianship and protective proceedings begun after June 30, 2011.

(b) In the case of a guardianship or protective proceeding begun in Indiana before July 1, 2011, jurisdiction is established under IC 29-3.

(c) After June 30, 2011, a guardianship appointed or a protective order issued by a court exercising jurisdiction established under subsection (b) may be transferred to another court in accordance with IC 29-3.5-3.

(d) After June 30, 2011, a guardianship or protective proceeding begun in another state before July 1, 2011, may be registered in Indiana in accordance with IC 29-3.5-4.

As added by P.L.178-2011, SEC.10.