Guam § 40117 - Sale of New Drugs.
Full text of Guam Guam Code Annotated § 40117 — Sale of New Drugs., with citation guidance and answers to common questions.
§ 40117. Sale of New Drugs.
(a) No person shall sell, deliver, offer for sale, hold for sale or give
away any new drug unless (1) an application with respect thereto has been
approved and said approval has not been withdrawn under '505 of the
Federal Act, or (2) when not subject to the Federal Act, unless such drug has
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been tested and has been found to be safe for use and effective in use under
the conditions prescribed, recommended or suggested in the labeling
thereof, and prior to selling or offering for sale such drug, there has been
filed with the Director an application setting forth (i) full reports of
investigations which have been made to show whether or not such drug is
safe for use and whether such drug is effective in use; (ii) a full list of the
articles used as components of such drug; (iii) a full statement of the com-
position of such drug; (iv) a full description of the methods used in, and the
facilities and controls used for the manufacturer, processing and packing of
such drug; (v) such samples of such drug and of the articles used as compo-
nents thereof as the Director may require; and (vi) specimens of the labeling
proposed to be used for such drug.
(b) An application provided for in Subsection (a)(2) shall become
effective on the one hundred eightieth day after the filing thereof, except
that if the Director finds, after due notice to the applicant and giving him an
opportunity for a hearing (1) that the drug is not safe or not effective for use
under the conditions prescribed, recommended or suggested in the proposed
labeling thereof; or (2) the methods used in and the facilities and controls
used for the manufacturer, processing and packing of such drugs are
inadequate to preserve its identity, strength, quality and purity; or (3) based
on a fair evaluation of all material facts, such labeling is false or misleading
in any particular; he shall, prior to the effective date of the application issue
an order refusing to permit the application to become effective.
(c) Vacant.
(d) The Director shall promulgate regulations for exempting from the
operation of the foregoing Subsections of this Section drugs intended solely
for investigational use by experts qualified by scientific training and
experience to investigate the safety and effectiveness of drugs. Such
regulations may, within the discretion of the Director among other
conditions relating to the protection of the public health, provide for
conditioning such exemption upon:
(1) the submission to the Director, before any clinical testing of a
new drug is undertaken, of reports by the manufacturer or the sponsor
of the investigation of such drug, of pre-clinical tests (including tests
on animals) of such drug adequate to justify the proposed clinical
testing;
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(2) the manufacturer or the sponsor of the investigation of a new
drug proposed to be distributed to investigators for clinical testing
obtaining a signed agreement from each of such investigators that
patients to whom the drug is administered will be under his personal
supervision, or under the supervision of investigators responsible to
him and that he will not supply such drug to any other investigator or
to clinics for administration to human beings; and
(3) the establishment and maintenances of such records and the
making of such reports to the Director by the manufacturer or the
sponsor of the investigation of such drug of data (including but not
limited to analytical reports by investigators) obtained as the result of
such investigational use of such drug, as the Director finds will enable
him to evaluate the safety and effectiveness of such drug in the event
of the filing of an application pursuant to Subsection (b).
Such regulations shall provide that such exemption shall be
conditioned upon the manufacturer, or the sponsor of the investigation,
requiring that experts using such drugs for investigational purposes certify
to such manufacturer or sponsor that they will inform any human beings to
whom such drugs, or any controls used in connection therewith, are being
administered, or their representatives, that such drugs are being used for
investigational purposes and will obtain the consent of such human beings
or their representatives, except where they deem it not feasible or, in their
professional judgment, contrary to the best interests of such human beings.
Nothing in this Subsection shall be construed to require any clinical
investigator to submit directly to the Director reports on the investigational
use of drugs; provided, that the regulations adopted under Section 505(i) of
the Federal Act shall be the regulations in this Territory; provided further,
that the Director may in his discretion promulgate regulations whether or
not in accordance with regulations promulgated under the Federal Act.
(e)(1) In the case of any drug for which an approval of an
application filed pursuant to this Section is in effect, the applicant shall
establish and maintain such records and make such reports to the
director of data relating to clinical experience and other data or
information received or otherwise obtained by such applicant with
respect to such drug, as the Director may by general regulation or by
order with respect to such application prescribe; provided, however,
that regulations and orders issued under this Subsection and under
Subsection (d) shall have due regard for the professional ethics of the
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medical profession and the interests of patients and shall provide,
where the Director deems it to be appropriate, for the examination,
upon request by the persons to whom such regulations or orders are
applicable, of similar information received or otherwise obtained by
the director.
(2) Every person required under this Section to maintain records,
and very person in charge or custody thereof, shall, upon request of an
officer or employee designated by the Director, permit such officer or
employee at all reasonable times to have access to and copy and certify
such records.
(f) The Director may, after affording an opportunity for public hearing
and judicial appeal, revoke an application approved pursuant to this Section
if he finds that the drug, based on evidence acquired after such approval,
may not be safe or effective for its intended use or that the facilities or
controls used in the manufacture, processing or labeling of such drug may
present a hazard to the public health.
(g) This Section shall not apply:
(1) to a drug sold in this Territory or introduced into interstate
commerce at any time prior to the enactment of the Federal Act, if its
labeling contained the same representations concerning the conditions
of its use; or
(2) to any drug which is licensed under the Public Health Service
Act of July 1, 1944 (42 U.S.C. 201 et. seq.), or under the Animal
Virus-Serum-Toxin Act of March 4, 1913 (13 Stat. 832; 21 U.S.C. 151
et. seq.); or
(3) to any drug which is subject to Section 16(1) of this Act.
Source: official Guam text · Last verified 2026-08-27
Frequently Asked Questions About Guam § 40117
What does Guam Code Annotated § 40117 cover?
Section 40117 ("Sale of New Drugs.") is part of the Guam Code Annotated, the codified statutory law of Guam. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.
How do I cite Guam § 40117?
A common citation format is "Guam Code Annotated § 40117" (Guam). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.
Is this the official text of Guam law?
No. This page is for research and education and may not include the most recent amendments. For official current law, check the Guam official source linked on this page or consult a licensed Guam attorney.
How does Guam § 40117 apply to my situation?
Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in Guam can advise on how this section applies to you. Contact your state or local bar association for a referral.
Sources & Verification
Not legal advice. Verify against the official source and consult a licensed attorney in Guam.