District Of Columbia § 31-5607.04 - Cooperation with other agencies.
Full text of District Of Columbia D.C. Code § 31-5607.04 — Cooperation with other agencies., with citation guidance and answers to common questions.
§ 31-5607.04. Cooperation with other agencies.
31-5607.04To encourage uniform interpretation and administration of this chapter and effective securities regulation and enforcement, the Commissioner may cooperate with the securities agencies or administrators of one or more states, Canadian provinces or territories, or another country, the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Securities Investor Protection Corporation, any self-regulatory organization, any national or international organization of securities officials or agencies, and any governmental law enforcement or regulatory agency.
The cooperation authorized by subsection (a) shall include the following actions:
Establishing a central depository for registration under this chapter and for documents or records required or allowed to be maintained under this chapter;
Making a joint registration examination or investigation;
Holding a joint administrative hearing;
Filing and prosecuting a joint civil or administrative proceeding;
Sharing and exchanging personnel;
Sharing and exchanging information and documents; and
Formulating rules or proposed rules, statements of policy, guidelines, and interpretative opinions and releases.
Annotations
Source: official District Of Columbia text · Last verified 2026-08-27
Frequently Asked Questions About District Of Columbia § 31-5607.04
What does D.C. Code § 31-5607.04 cover?
Section 31-5607.04 ("Cooperation with other agencies.") is part of the D.C. Code, the codified statutory law of District Of Columbia. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.
How do I cite District Of Columbia § 31-5607.04?
A common citation format is "D.C. Code § 31-5607.04" (District Of Columbia). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.
Is this the official text of District Of Columbia law?
No. This page is for research and education and may not include the most recent amendments. For official current law, check the District Of Columbia official source linked on this page or consult a licensed District Of Columbia attorney.
How does District Of Columbia § 31-5607.04 apply to my situation?
Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in District Of Columbia can advise on how this section applies to you. Contact your state or local bar association for a referral.
Sources & Verification
Not legal advice. Verify against the official source and consult a licensed attorney in District Of Columbia.