Colorado § 11-50-126 - Prior transfers not affected.

§ 11-50-126. Prior transfers not affected.

To the extent that this article, pursuant to section 11-50-123 (2), does not apply to transfers made in a manner prescribed in the "Colorado Uniform Gifts to Minors Act", as it existed prior to July 1, 1984, or to the powers, duties, and immunities conferred by transfers in that manner upon custodians and persons dealing with custodians, the repeal and reenactment of the "Colorado Uniform Gifts to Minors Act" does not affect those transfers or those powers, duties, and immunities.

Source: L. 84: Entire article R&RE, p. 393, § 1, effective July 1.

Editor's note: This section is similar to former § 11-50-111 as it existed prior to 1984.

Securities

ARTICLE 51

Securities

PART 1

SHORT TITLE, PURPOSE, AND SCOPE

11-51-101. Short title and purpose.

11-51-102. Scope of article.

PART 2

DEFINITIONS AND REFERENCES TO FEDERAL STATUTES AND RULES

11-51-201. Definitions.

11-51-201.5. Investment adviser registration depository - definition.

11-51-202. References to federal statutes.

PART 3

REGISTRATION OF SECURITIES AND EXEMPTIONS

11-51-301. Requirement for registration of securities.

11-51-302. General registration provisions.

11-51-303. Registration by coordination.

11-51-304. Registration by qualification.

11-51-304.5. Notice filing - investment companies.

11-51-305. Filing of sales literature.

11-51-306. Denial, suspension, or revocation of registration.

11-51-307. Exempt securities.

11-51-308. Exempt transactions.

11-51-308.5. Crowdfunding - intrastate offering of securities - online intermediaries - rules - fees - short title - legislative declaration.

11-51-308.7. Colorado digital token act - legislative declaration - exemptions - definitions - rules. (Repealed)

11-51-309. Discretionary exemptions.

11-51-310. Denial or revocation of exemptions.

11-51-311. Coordination of exemptions.

PART 4

LICENSING AND REGULATION OF BROKER-DEALERS AND SALES REPRESENTATIVES

11-51-401. Licensing and notice filing requirements.

11-51-402. Exempt broker-dealers, sales representatives - sanctions - exempt investment advisers, federal covered advisers, and investment adviser representatives.

11-51-403. Application for license - notice filing requirements.

11-51-404. License and notice fees.

11-51-405. Examinations and alternate qualifications.

11-51-406. General provisions.

11-51-407. Operating requirements.

11-51-408. Licensing of successor firms.

11-51-409. Access to records.

11-51-409.5. Mandatory disclosure - investment advisers and investment adviser representatives.

11-51-410. Denial, suspension, or revocation.

11-51-411. Abandonment of license.

11-51-412. Withdrawal.

PART 5

FRAUD AND OTHER PROHIBITED CONDUCT

11-51-501. Fraud and other prohibited conduct.

11-51-502. Misleading filings.

11-51-503. Unlawful representation concerning a license, registration, or exemption.

PART 6

ENFORCEMENT AND CIVIL LIABILITY

11-51-601. Investigations - subpoenas.

11-51-602. Enforcement by injunction.

11-51-603. Criminal penalties.

11-51-603.5. Concurrent enforcement by attorney general - legislative declaration.

11-51-604. Civil liabilities.

11-51-605. Burden of proof.

11-51-606. Conduct of proceedings - cease-and-desist orders - consent orders - summary orders - issued by securities commissioner - rules.

11-51-607. Judicial review of orders.

PART 7

ADMINISTRATION AND FEES

11-51-701. Division of securities - creation - powers and duties.

11-51-702. Division subject to termination. (Repealed)

11-51-702.5. Securities board - creation - duties - repeal - subject to review.

11-51-703. Administration of article.

11-51-704. Rules, forms, and orders.

11-51-705. Interpretive opinions.

11-51-706. Consent to service of process.

11-51-707. Collection of fees - division of securities cash fund created.

11-51-708. Administrative files.

PART 8

EFFECTIVE DATE - REPEAL OF ARTICLE

11-51-801. Effective date of article.

11-51-802. Savings provisions.

11-51-803. Repeal of article - subject to review.

PART 9

LOCAL GOVERNMENT INVESTMENT POOL TRUST FUND ADMINISTRATION AND ENFORCEMENT ACT

11-51-901. Short title.

11-51-902. General powers of securities commissioner.

11-51-903. Interests in local government investment pool trust fund.

11-51-904. Requirement for registration of local government investment pools.

11-51-905. General registration requirements.

11-51-906. Reports to securities commissioner.

11-51-907. Access to records.

11-51-908. Confidentiality of information.

PART 10

PROTECT VULNERABLE ADULTS FROM FINANCIAL EXPLOITATION ACT

11-51-1001. Short title.

11-51-1002. Definitions.

11-51-1003. Governmental disclosures - immunity.

11-51-1004. Third-party disclosures - immunity.

11-51-1005. Delaying disbursements - immunity.

11-51-1006. Immunity for nondisclosure.

11-51-1007. Records.

11-51-1008. Multiple duties to report.

PART 1

SHORT TITLE, PURPOSE, AND SCOPE