California § 29200 - Every person doing business as a broker or making contracts as a broker or agent

Full text of California Public Contract Code - PCC § 29200 — Every person doing business as a broker or making contracts as a broker or agent, with citation guidance and answers to common questions.

§ 29200. Every person doing business as a broker or making contracts as a broker or agent

Every person doing business as a broker or making contracts as a broker or agent for the purchase or sale of any securities or commodities on any board of trade or exchange shall keep or cause to be kept at their office or place of business correct and permanent records or books of account showing each of such transactions as a separate item. The failure so to keep or cause to be kept such records or books of account is prima facie evidence that any such contract was bucketing or bucketshopping. Such records or books of account shall at all times be open to inspection by the Commissioner of Financial Protection and Innovation or by any deputy, investigator, or auditor of the Department of Financial Protection and Innovation to whom the commissioner may delegate such authority in writing.

Source: official California text · Last verified 2026-08-27

Frequently Asked Questions About California § 29200

What does Public Contract Code - PCC § 29200 cover?

Section 29200 ("Every person doing business as a broker or making contracts as a broker or agent") is part of the Public Contract Code - PCC, the codified statutory law of California. It sets out the legal rule or procedure described in the text above. Statutes are amended regularly, so always verify against the official source.

How do I cite California § 29200?

A common citation format is "Public Contract Code - PCC § 29200" (California). Legal writing may require the code abbreviation, section number, and year or edition. Match the style required by your court, professor, or publisher.

Is this the official text of California law?

No. This page is for research and education and may not include the most recent amendments. For official current law, check the California official source linked on this page or consult a licensed California attorney.

How does California § 29200 apply to my situation?

Statutes are interpreted in context, and application depends on your specific facts. Only a licensed attorney in California can advise on how this section applies to you. Contact your state or local bar association for a referral.

Sources & Verification

Not legal advice. Verify against the official source and consult a licensed attorney in California.